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66103259 Control Room Surveillance AVP - Whippany, NJ

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Job Description


Control Room Surveillance - AVP

Whippany, NJ

As a Barclays Control Room Surveillance - AVP, you will focus on the Control Room Surveillance program for Americas (AMER) Markets in accordance with relevant regulatory and legal requirements, firm policies and industry best practices. You will have the opportunity to work closely with the respective teams in AMER, EME and APAC that cover Control Room Surveillance activities.

Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality and innovation behind us. We've helped millions of individuals and businesses thrive, creating financial and digital solutions that the world now takes for granted. An important and growing presence in the USA, we offer careers providing endless opportunity.

What will you be doing?

\* Conducting daily analysis of automated surveillance alerts for AMER markets

\* Identifying and escalating potential breaches of regulatory rules

\* Enhancing current exception reports and developing new surveillance tools, reports and procedures

\* Liaising regularly with other Compliance and Risk areas, including the other Global Surveillance functions, Business Oversight Compliance and other areas as required

\* Ensuring significant surveillance issues are identified, fully investigated and promptly escalated where necessary

What we're looking for:

\* Good communication skills, ability to interact and work with key stakeholders and ability to quickly understand and interchange with a variety of other product and technical areas

\* Excellent knowledge of AMER Markets and respective regulations, and excellent surveillance or Compliance experience in a financial services environment or Regulator

\* Ability to multi-task and manage projects while completing daily tasks and responsibilities

\* Familiarity with diverse product types

Skills that will help you in the role:

\* Knowledge of Watch List / Restricted List Surveillance, and prior Control Room or Control Room Surveillance experience

\* "Tech savvy" interested by the opportunities technology provides for quality, efficiency or accuracy

\* Knowledge of risk management and control functions, as well as understanding banking and financial services - prior industry experience would be an advantage

\* Working knowledge of Barclays - goals, financials, staff numbers and structure

Where will you be working?

At Barclays, we are proud to be redefining the future of finance and here at Whippany we are defining the future of the workplace and the future of the way we work and live. We are creating a unique community, one of four strategic tech-enabled hubs that will redefine opportunity for everyone who works here. Whatever you do at Whippany, you'll have every chance to build a world-class career in this world-class environment.


We are an equal opportunity employer and opposed to discrimination on any grounds. It is the policy of Barclays to ensure equal employment opportunity without discrimination or harassment on the basis of race, colour, creed, religion, national origin, alienage or citizenship status, age, sex, sexual orientation, gender identity or expression, marital or domestic/civil partnership status, disability, veteran status, genetic information, or any other basis protected by law.

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Description :
Finance is the oxygen of the economy. Acting transparently and with expertise, we deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and sustainability, for the common good and the long term. We have the capability and capital, the operational resilience and the commitment, to make a real and lasting difference to the economic lives of customers and communities. This is as true today as it was when our bank was founded over 330 years ago.

Working at Barclays:
In support of this great purpose, everything we do is underpinned and driven by our strong values of Respect, Integrity, Service, Excellence and Stewardship. These are fundamental to who we are, wherever we are, and in whatever role we have at Barclays and they really matter to us.

Our values guide us, but we also believe opportunities are created by those who like to challenge convention, explore new possibilities and run with bold ideas. People who think differently, who bring all kinds of backgrounds, skills, experiences and perspectives with them.

Diversity and Inclusion:
At Barclays we are committed to building an inclusive and supportive culture to provide equality of opportunity for diverse talent at all levels to grow. We believe that every individual should have the opportunity to fulfil their potential and achieve their personal and professional goals. Valuing the perspectives of colleagues from diverse backgrounds enables us to better understand our customers, clients and the communities we serve and also strengthens our culture, encourages innovation and enables us to make better decisions.

All colleagues in Barclays have an Inclusion objective emphasising the role we all have to play in building a culture of belonging that recognises and values difference as a key driver of our purpose and our successful business performance.
Type :
Direct Employer
Address :
1301 East 9th Street
Cleveland, OH 44114

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